Job Vacancy Details
Compliance Associate – Financial Services Sector
February 14, 2018
|Salary – £||
up to £22,000
|Location of Job||
Our Client operates out of multiple locations including Leeds, London, Dublin and Luxembourg, with £75bn of assets and circa 500 people, they are now looking to recruit a permanent Compliance Associate for the Leeds office.
As part of a small team of four, reporting into the Product Management Manager, you will review and maintain Collective Investment Scheme (CIS) documentation, such as Fund Solutions authorised schemes’ documentation, on a periodic basis to ensure that all documents are up-to-date, consistent and meet the regulatory requirements of the FCA’s COLL sourcebook.
On a day-to-day basis, the role will incorporate the following:-
The ideal candidate will have:-
It would be desirable if you had the following:-
If you would like to apply for this role, please forward your details clearly outlining the required skills and experience. If shortlisted, you will be expected to attend our offices based in Cleckheaton to register before being submitted to our client.
GDPR Disclaimer: Please appreciate that whilst we review all CVs and applications, due to the high volume that we receive on a regular basis, we only respond to candidates that have been successful with their application. As such, if you do not hear from us within 14 working days, please accept that your application has been unsuccessful. Additionally, please note that sending a CV does not constitute a registration with THE Agency (Recruitment) Limited. In line with GDPR we will permanently delete information for all unsuccessful applications and we will not keep candidate information on file for future vacancies at this stage of our process.
How to Applybr>To apply for this vacancy, please make a note of this Vacancy’s Title: Compliance Associate – Financial Services Sector and Reference Number: TAP1337 and apply by email using the email address above.
When emailing, please make sure you include this Vacancy’s Title Compliance Associate – Financial Services Sector AND Reference Number TAP1337, in your email’s subject line and don’t forget to attach your CV as a Microsoft Word™ or as an RTF (Rich Text Format) document. Other formats such as PDF or Microsoft Publisher™ documents may be rejected.
Please note: We review all CVs and applications that are sent to us, however due to the large volume that we receive on a regular basis, please be aware that we only respond to those candidates that have been successful with their application. As such, if you do not hear from us within 14 working days, your application has been unsuccessful.